Our clients tend to be very busy individuals who look to maximize the value of their time.  They value building a thoughtful and agile wealth plan with a trusted financial advisor who will care about their wealth as much as they do, allowing them to keep their focus on the most important passions in their lives, such as business, family, philanthropy, or leisure.  Our strategies assist in:

Having attained the Accredited Investment Fiduciary® designation, I have gained a fundamental understanding of the principles of fiduciary responsibility and processes for meeting a defined standard of care, and I draw on this knowledge in assisting business plan sponsors in addressing their fiduciary responsibilities.  I offer a complimentary Fiduciary Governance review for select retirement plans.  Through this analysis, I will point out where risks could be mitigated and cost savings could be realized.  The primary goal for the review is to provide you with information and/or solutions to help you meet your fiduciary responsibilities.  I also passionately advocate for the retirement outcomes of plan participants through innovative plan design, one-on-one education, risk management, and curated investments that seek to protect investors from severe losses in down markets while providing the opportunity for quality participation in rising markets.

 

Tailoring a retirement plan for your business needs, including attracting and retaining talent

Building and/or strengthening a Plan Governance Process to minimize liability

Providing employees with direct access to a financial advisor to address Financial Wellness

Uncovering potential tax advantages through plan design and structure

As an executive, your personal portfolio deserves the same level of dedication and thought you devote to your professional success.  We serve clients that are founders and/or senior executives of public companies with a significant portion of their wealth tied up in company stock and stock options.  They look to us to help them manage the risks associated with those holdings in a tax-efficient manner.